Risk & Compliance Manager (f/m/x)


Standort:

Frankfurt am Main

Gepostet am:

3. September 2019

Vermittlungsart:

Direktvermittlung

Referenznummer:

06600-0011148426

Bereich:

Banken und Finanzdienstleistung


Description


Vacancy: Risk & Compliance Manager (f/m/x) - We are looking for a Risk & Compliance for our client, an international bank based in the Frankfurt. For this position, the employee in question will work directly for our client. The support, placement and all of our additional services are free of charge for you as the applicant.


Your Responsibilities as Risk & Compliance Manager (f/m/x)




  • Development of principles/standards and procedures to satisfy regulatory compliance requirements in transactions and to protect the company from operational compliance risks

  • Creation and further development of control processes to avoid breaches of regulatory obligations

  • Identifying, dealing with and cooperating in remedying breaches of regulatory legal compliance requirements

  • Precautions against unfair offers/transactions

  • Identifying, checking for and/or avoiding conflicts of interest

  • Coordination of group-wide conflict cases

  • Conducting compliance and special investigations and/or intervention law

  • Exercising controlling function, observance of the obligations under regulatory law standards (codes of conduct, principles)

  • Improvement of Outsourcing controlling (including Sub-outsourcing); implement reporting

  • Expansion, assessment and coordination of compliance reporting

  • Development/up-dating/standardisation of policies, guidelines, manuals etc. with special reference to compliance, e.g. principles for employee transactions




  • Drafting shareholder resolutions and decisions of the management

  • Conduct of KYC analyses and preparation of KYC reports; checking whether investors qualify as professional investors

  • IT-security




  • Development of principles/standards and procedures for compliance with internal risk management regulations

  • Monitoring risks and controlling measures undertaken to control risks

  • Evaluation of risk potential and recording early warning indicators for the companies

  • Advising and supporting decentralised risk managers on issues relevant to risk assessment and risk control

  • Preparation, coordination and conduct of local risk management meetings

  • Preparation, coordination and conduct of the risk assessment of the companies

  • Conduct of stress tests and the further development of stress test scenarios

  • Creation/further development and optimisation of existing control procedures and of the risk management systems

  • Identifying, dealing with and cooperating in the remedying and escalation of risks, which are outside the previously defined risk appetite of the company

  • Planning responsibility for the organisation unit for which responsibility is borne

  • Cooperation in trust with other departmental statutory officers (data protection, money laundering etc.) and in the Group



Your Qualification and Skills




  • Economics/legal studies or comparable studies and/or banking training

  • Relevant experience over in compliance and risk management

  • Good knowledge of regulatory and statutory provisions for investment companies acquired in the financial services industry or in a consultancy (auditors, management consultants) in a role with focus on asset management

  • Independent and structured working methodology

  • High degree of pressure tolerance and flexibility and the ability to prioritise and pragmatically and rapidly implement decisions

  • Confident presentation and a high degree of social skills and satisfaction in team work

  • A high level of knowledge of regulatory issues and the ability to react early to new trends in regulation

  • Very good spoken and written English

  • Ability to design practicable manuals, guidelines and policies satisfying regulatory requirements

  • Entrepreneurial attitude



Have we piqued your interest?


Then apply online as a Risk & Compliance Manager (f/m/x) by citing this reference number 06600-0011148426. If you have any questions, Mrs. Jasmin Knaus from Robert Half will be happy to help you.




Frankfurt am Main

Mainzer Landstraße 50
60325 Frankfurt am Main
de
069 256247-401
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